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David J Ferraro

Ballentine Partners

Waltham, MA

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Current Employers
Ballentine Partners

230 3Rd Avenue Suite 6, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-21
MA RA APPROVED 2017-11-21
  • NH RA
    APPROVED
    Since 2024-10-21
  • MA RA
    APPROVED
    Since 2017-11-21

Branch Locations

230 3Rd Avenue 6Th Floor, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2016 09/2017
Private Financial Design South Hadley MA 07/2016 12/2016
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2017 09/2017
Ballentine Partners, Llc Waltham MA 11/2017 06/2023
Ballentine Partners, Llc Waltham MA 06/2023 Present
  • 08/2016 → 09/2017
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2016 → 12/2016
    Private Financial Design
    South Hadley, MA
  • 01/2017 → 09/2017
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 11/2017 → 06/2023
    Ballentine Partners, Llc
    Waltham, MA
  • 06/2023 → Present
    Ballentine Partners, Llc
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-10
  • S66 Uniform Combined State Law Examination
    2016-10-10
Designations
Other Names
  • David J Ferraro Jr

View on SEC IAPD

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BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
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