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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-23
NC RA APPROVED 2021-12-02
SC RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2022-09-23
  • NC RA
    APPROVED
    Since 2021-12-02
  • SC RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

3321 Forest Drive Suite 3, Columbia, SC 29204 • United States

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Services, Inc. Fort Worth TX 06/2011 Present
First Command Financial Planning, Inc. Fort Worth TX 06/2011 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 06/2011 → Present
    First Command Financial Services, Inc.
    Fort Worth, TX
  • 06/2011 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1)Name of the other business: ONM, LLC ; Whether the business is investment-related: Investment-related ; Address of the other business: 3321 Forest Dr, Suite 3, Columbia, SC 29204 ; Nature of the other business: Financial planning business ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 10/2016 ; The approximate number of hours/month you devote to the other business: 40/week ; The number of hours you devote to the other business during securities trading hours: 40/week ; Briefly describe your duties relating to the other business: This is an LLC used strictly to run my First Command business. (2)Name of the other business: Lucky Pull ; Whether the business is investment-related: No ; Address of the other business: 187 Emanuel Creek Dr West Columbia, SC 29170 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Investor ; The start date of your relationship: 10/1/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I have a friend with a collectibles trading company. I may help him one weekend per month with menial duties and business advice

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-15
S63 Uniform Securities Agent State Law Examination 2011-03-15
  • S65 Uniform Investment Adviser Law Examination
    2011-04-15
  • S63 Uniform Securities Agent State Law Examination
    2011-03-15
Designations

View on SEC IAPD

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