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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-23 |
| NC | RA | APPROVED | 2021-12-02 |
| SC | RA | APPROVED | 2015-12-15 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
3321 Forest Drive Suite 3, Columbia, SC 29204 • United States
Columbia, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Services, Inc. | Fort Worth | TX | 06/2011 | Present |
| First Command Financial Planning, Inc. | Fort Worth | TX | 06/2011 | Present |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | Present |
(1)Name of the other business: ONM, LLC ; Whether the business is investment-related: Investment-related ; Address of the other business: 3321 Forest Dr, Suite 3, Columbia, SC 29204 ; Nature of the other business: Financial planning business ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 10/2016 ; The approximate number of hours/month you devote to the other business: 40/week ; The number of hours you devote to the other business during securities trading hours: 40/week ; Briefly describe your duties relating to the other business: This is an LLC used strictly to run my First Command business. (2)Name of the other business: Lucky Pull ; Whether the business is investment-related: No ; Address of the other business: 187 Emanuel Creek Dr West Columbia, SC 29170 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Investor ; The start date of your relationship: 10/1/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I have a friend with a collectibles trading company. I may help him one weekend per month with menial duties and business advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-15 |
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