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Karolina Ellis

Cetera Investment Advisers LLC

Richmond, VA

Chesterfield, VA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

800 E Canal St St 950, Richmond, VA 23219 • United States

Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miller Financial Services Richmond VA 12/2014 10/2018
Northwestern Mutual Investment Services, Llc Richmond VA 09/2015 10/2018
Securian Financial Services Inc St. Paul MN 11/2018 08/2023
Virginia Asset Management Midlothian VA 11/2018 01/2022
Cetera Wealth Services, Llc Richmond VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
F45 Training Richmond Brm VA 03/2026 05/2026
  • 12/2014 → 10/2018
    Miller Financial Services
    Richmond, VA
  • 09/2015 → 10/2018
    Northwestern Mutual Investment Services, Llc
    Richmond, VA
  • 11/2018 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 11/2018 → 01/2022
    Virginia Asset Management
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Richmond, VA
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 03/2026 → 05/2026
    F45 Training
    Richmond Brm, VA
Previous Registrations
  • 2019-01-31 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    Richmond, VA
    Midlothian, VA
    St. Paul, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-11-20
  • S63 Uniform Securities Agent State Law Examination
    2015-11-20
Designations
Other Names
  • Karolina Zborowska

View on SEC IAPD

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AUDREY SANDERS
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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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