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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-29
TX RA APPROVED 2024-03-29
  • CA RA
    APPROVED
    Since 2024-03-29
  • TX RA
    APPROVED
    Since 2024-03-29

Branch Locations

222 Pacific Coast Hwy Suite 11W151, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 07/2012 09/2017
Jpmorgan Chase Bank Na New York NY 09/2011 09/2017
Jpmorgan Chase Bank Na El Segundo CA 09/2017 Present
Jpmorgan Securities Llc El Segundo CA 09/2017 Present
  • 07/2012 → 09/2017
    Jpmorgan Securities Llc
    New York, NY
  • 09/2011 → 09/2017
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2017 → Present
    Jpmorgan Chase Bank Na
    El Segundo, CA
  • 09/2017 → Present
    Jpmorgan Securities Llc
    El Segundo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-28
S63 Uniform Securities Agent State Law Examination 2013-01-22
  • S65 Uniform Investment Adviser Law Examination
    2024-03-28
  • S63 Uniform Securities Agent State Law Examination
    2013-01-22
Other Names
  • William Dramis

View on SEC IAPD

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