Best Investors
Account
Sign in
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-04-04 |
| NC | RA | APPROVED | 2025-04-01 |
| CO | RA | APPROVED | 2023-08-10 |
Branch Locations
9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Greenwood Village | CO | 11/2019 | Present |
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 01/2012 | Present |
| Cacciamatta & Associates | Greenwood Village | CO | 01/2016 | Present |
| Nationwide Employee Benefits | Grove City | OH | 11/2019 | Present |
| Whitefox Defense | San Luis Obispo | CA | 09/2023 | Present |
| Panorama Management, Llc | Centennial | CO | 04/2024 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Nationwide Employee Benefits / 1119-Present/ Investment Related: No/ 3400 South Park Place Suite 8, Attn: Lic Services DSPF-F3 Grove City, OH 43123 / Individual Agent / Employee Benefits including Group Life AD&D, group short- & Long-term Disability, group vision, & Group Dental Benefits. These are items that we have confirmed are not on myWFG / Hrs Work Monthly: 1/ Sec Trading Hrs: 0 / the solicitation for group employee group benefits plans to businesses with more than 10 employees. WHITEFOX DEFENSE POSITION: Consultant NATURE: unmanned aerial systems (drones) INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: 854 Monterey St., San Luis Obispo CA 93401, United States DESCRIPTION: Caproate finance and accounting. CACCIAMATTA & ASSOCIATES POSITION: PRESIDENT NATURE: Professional Services and Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 7922 South Logan St., Littleton CO 80122, United States DESCRIPTION: Coordinating communication between other professionals on projects for their clients, discussing general business practices, general business coaching, and helping business owners balance their personal and professional responsibilities. PANORAMA MANAGEMENT, LLC \ POSITION: partner NATURE: Management of a TFA branch office INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 9200 East Mineral Ave, Suite 400, Centennial CO 80112 \ DESCRIPTION: We collect rent for the branch to pay the lease, provide basic office services such as printers, internet, and meeting locations, per TFA guidelines.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-27 |
Reach out to this advisor