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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-04-04
NC RA APPROVED 2025-04-01
CO RA APPROVED 2023-08-10
  • MI RA
    APPROVED
    Since 2025-04-04
  • NC RA
    APPROVED
    Since 2025-04-01
  • CO RA
    APPROVED
    Since 2023-08-10

Branch Locations

9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Greenwood Village CO 11/2019 Present
Transamerica Financial Advisors, Inc Greenwood Village CO 01/2012 Present
Cacciamatta & Associates Greenwood Village CO 01/2016 Present
Nationwide Employee Benefits Grove City OH 11/2019 Present
Whitefox Defense San Luis Obispo CA 09/2023 Present
Panorama Management, Llc Centennial CO 04/2024 Present
  • 11/2019 → Present
    Wfgia
    Greenwood Village, CO
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
  • 01/2016 → Present
    Cacciamatta & Associates
    Greenwood Village, CO
  • 11/2019 → Present
    Nationwide Employee Benefits
    Grove City, OH
  • 09/2023 → Present
    Whitefox Defense
    San Luis Obispo, CA
  • 04/2024 → Present
    Panorama Management, Llc
    Centennial, CO
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Nationwide Employee Benefits / 1119-Present/ Investment Related: No/ 3400 South Park Place Suite 8, Attn: Lic Services DSPF-F3 Grove City, OH 43123 / Individual Agent / Employee Benefits including Group Life AD&D, group short- & Long-term Disability, group vision, & Group Dental Benefits. These are items that we have confirmed are not on myWFG / Hrs Work Monthly: 1/ Sec Trading Hrs: 0 / the solicitation for group employee group benefits plans to businesses with more than 10 employees. WHITEFOX DEFENSE POSITION: Consultant NATURE: unmanned aerial systems (drones) INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: 854 Monterey St., San Luis Obispo CA 93401, United States DESCRIPTION: Caproate finance and accounting. CACCIAMATTA & ASSOCIATES POSITION: PRESIDENT NATURE: Professional Services and Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 7922 South Logan St., Littleton CO 80122, United States DESCRIPTION: Coordinating communication between other professionals on projects for their clients, discussing general business practices, general business coaching, and helping business owners balance their personal and professional responsibilities. PANORAMA MANAGEMENT, LLC \ POSITION: partner NATURE: Management of a TFA branch office INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 9200 East Mineral Ave, Suite 400, Centennial CO 80112 \ DESCRIPTION: We collect rent for the branch to pay the lease, provide basic office services such as printers, internet, and meeting locations, per TFA guidelines.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-10
S63 Uniform Securities Agent State Law Examination 2015-08-27
  • S65 Uniform Investment Adviser Law Examination
    2023-08-10
  • S63 Uniform Securities Agent State Law Examination
    2015-08-27

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