Chad Keenan Petersen

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2013-05-20
TX	RA	APPROVED	2013-05-20

NE RA
APPROVED

Since 2013-05-20
TX RA
APPROVED

Since 2013-05-20

Branch Locations

Omaha, NE • United States

15858 W Dodge Rd Suite 320, Omaha, NE 68118-2533 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Omaha	NE	04/2013	03/2020
Ameriprise Financial Services, Llc	Omaha	NE	03/2020	Present

04/2013 → 03/2020

Ameriprise Financial Services, Inc.

Omaha, NE
03/2020 → Present

Ameriprise Financial Services, Llc

Omaha, NE

Other Businesses

Business Ownership; WQP Group LLC; Financial Advisor; Entity for managing Ameriprise Practice; 15858 West Dodge Road Suite 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 0 hours per month; 0 during trading hours / CP Ventures; Financial Advisor; Financial Advisor; 15858 West Dodge Road Suite 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 0 hours per month; 0 during trading hours / Momentum Partners LLC; Entity for managing Ameriprise Practice; Financial Advisor; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 04/05/2023; 0 hours per month; 0 during trading hours. Outside Employment; Momentum Partners LLC; Financial Advisor - Financial Advisor; ; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 04/05/2023; 60 hours per month; 60 during trading hours / CP Ventures LLC; Financial Advisor - Financial Advisor; ; 15858 West Dodge Road, Suite 320, , Omaha, NE, 68118; Investment-Related; 04/05/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-17
S63	Uniform Securities Agent State Law Examination	2012-10-08

S66 Uniform Combined State Law Examination

2013-05-17
S63 Uniform Securities Agent State Law Examination

2012-10-08

Other Names

Chad Petersen

View on SEC IAPD