Phillip J Banta

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-09-25
TX	RA	APPROVED_RES	2016-09-01
WA	RA	APPROVED	2014-11-07

FL RA
APPROVED

Since 2017-09-25
TX RA
APPROVED_RES

Since 2016-09-01
WA RA
APPROVED

Since 2014-11-07

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Mercer Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Seattle	WA	11/2014	Present

11/2014 → Present

Robert W. Baird & Co. Incorporated

Seattle, WA

Previous Registrations

2011-04-12 → 2014-11-07

Mcadams Wright Ragen, Inc.

Seattle, WA

Other Businesses

Name/Address: Cinch Design 1201 Swartout Rouad Manson WA 98831 Start Date: 5/6/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board of Directors Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-11

S66 Uniform Combined State Law Examination

2011-04-11

View on SEC IAPD