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Nancy Markelz Gatens

Gatens Financial, LLC

Dallas, TX

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Current Employers
Gatens Financial, Llc

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-19
IL RA APPROVED 2017-08-01
TX RA APPROVED 2017-05-16
  • CA RA
    APPROVED
    Since 2025-09-19
  • IL RA
    APPROVED
    Since 2017-08-01
  • TX RA
    APPROVED
    Since 2017-05-16

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lee Financial Corporation Dallas TX 09/2010 04/2017
Gatens Financial, Llc Dallas TX 05/2017 Present
  • 09/2010 → 04/2017
    Lee Financial Corporation
    Dallas, TX
  • 05/2017 → Present
    Gatens Financial, Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-28
  • S65 Uniform Investment Adviser Law Examination
    2011-01-28
Designations

View on SEC IAPD

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