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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-07-13 |
Branch Locations
1871 Nw South River Dr #1002, Miami, FL 33125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Advisors | Miami | FL | 07/2020 | Present |
| National Securities Corporation | Miami | FL | 11/2012 | 07/2022 |
| B. Riley Wealth Management | Miami | FL | 07/2022 | Present |
(1) LATULAS HOLDING CORP; NOT INVESTMENT-RELATED; MIAMI, FL; EXPENSE ACCOUNT AND SURVEYS; START DATE 03/2014; 1 HR/MONTH, 0DURING TRADING HRS; OWNER; BUSINESS IS USED FOR EXPENSE PURPOSES AND PARTICIPATING IN SURVEYS... (2) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INSURANCE PRODUCTS; REGISTERED AGENT; START DATE 07/2013; LESS THAN 2 HRS/MONTH; INSURANCE BUSINESS... (3) AISHA HOLDING CORP; NOT INVESTMENT-RELATED; MIAMI, FL; BUSINESS EXPENSE CORP; EMPLOYEE; START DATE 12/2012; 0 HRS/MONTH; NO DUTIES, AS PER COMPENSATION, ADVANCE OR DRAW....
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-29 |
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