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Jonas Jeffrey Abulencia

Rbc Capital Markets, LLC

San Francisco, CA

Danville, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
CA RA APPROVED 2018-05-07
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • CA RA
    APPROVED
    Since 2018-05-07

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 03/2009 05/2018
Rbc Capital Markets, Llc. San Francisco CA 05/2018 Present
Previous Registrations
  • 2009-03-05 → 2018-05-15
    Ubs Financial Services Inc.
    San Francisco, CA
  • 2004-05-07 → 2009-03-16
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
    San Francisco, CA
  • 2003-08-22 → 2004-05-04
    Morgan Stanley Dw Inc.
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-30
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2003-05-30
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28

View on SEC IAPD

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Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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