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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities | San Diego | CA | 11/2014 | 09/2017 |
| Girard Securities, Inc. | San Diego | CA | 10/2015 | 09/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2016 | 09/2017 |
| Cetera Advisors Llc | Denver | CO | 05/2016 | 09/2017 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2016 | 09/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2016 | 09/2017 |
| Vsr Financial Services, Inc. | Overland Park | KS | 06/2016 | 11/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 06/2017 | 09/2017 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 09/2017 | 02/2021 |
| Lpl Financial Llc | Carlsbad | CA | 02/2021 | Present |
1. 07/05/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date 09/01/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading 2. 03/15/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s)/ Home Based - Start Date 08/14/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-20 |
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