Best Investors Account Sign in

Joseph Patrick Lynch

Capital Client Group, Inc.

Los Angeles, CA

Parkland, FL

Claim This Profile
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-22
  • CA RA
    APPROVED
    Since 2022-08-22

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Parkland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments / Putnam Retail Management Boston MA 09/2011 05/2020
Nuveen Asset Management, Llc / Nuveen Securities, Llc Sarasota FL 05/2020 07/2022
Capital Group / American Funds Distributors, Inc. Los Angeles CA 08/2022 Present
  • 09/2011 → 05/2020
    Putnam Investments / Putnam Retail Management
    Boston, MA
  • 05/2020 → 07/2022
    Nuveen Asset Management, Llc / Nuveen Securities, Llc
    Sarasota, FL
  • 08/2022 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-16
S63 Uniform Securities Agent State Law Examination 2011-07-15
  • S65 Uniform Investment Adviser Law Examination
    2013-12-16
  • S63 Uniform Securities Agent State Law Examination
    2011-07-15
Other Names
  • Joe Patrick Lynch
  • Joseph Patrick Lynch
  • Joseph Lynch

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor