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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • AZ RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1103 North 5Th Street, Phoenix, AZ 85004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synergy Works Financial Phoenix AZ 05/2026 Present
Silvertree Financial Llc Scottsdale AZ 06/2011 08/2020
Voya Financial Advisors Scottsdale AZ 09/2014 08/2020
Integrated Financial Solutions Tempe AZ 09/2020 09/2020
Voya Financial Advisors, Inc. Phoenix AZ 09/2020 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Home Smart/Sharlane Group Phoenix AZ 02/2022 02/2026
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Compass Real Estate-The Sharlane Group Glendale AZ 10/2024 Present
  • 05/2026 → Present
    Synergy Works Financial
    Phoenix, AZ
  • 06/2011 → 08/2020
    Silvertree Financial Llc
    Scottsdale, AZ
  • 09/2014 → 08/2020
    Voya Financial Advisors
    Scottsdale, AZ
  • 09/2020 → 09/2020
    Integrated Financial Solutions
    Tempe, AZ
  • 09/2020 → 06/2021
    Phoenix, AZ
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2022 → 02/2026
    Home Smart/Sharlane Group
    Phoenix, AZ
  • 06/2023 → Present
    Schaumburg, IL
  • 10/2024 → Present
    Compass Real Estate-The Sharlane Group
    Glendale, AZ
Previous Registrations
Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 2020 N CENTRAL AVE STE 300; PHOENIX; AZ; 85004; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/1/2020; 160; 160; SALE OF FIXED INSURANCE PRODUCTS 2) NAME OF ENTITY: LEAH VANPOELVOORDE-RENTAL; NO; 4230 WEST ELECTRA LANE; GLENDALE; AZ; 85310; RENTAL PROPERTY; OWNER; 1/1/2014; 5; 0; MANAGE PROPERTY, MAINTENANCE AND COLLECT RENT 3) NAME OF ENTITY: SYNERGY WORKS, INC; NO; 4230 WEST ELECTRA LANE; GLENDALE; AZ; 85310; LIFE COACHING; PRESIDENT; 3/8/2006; 15; 0; MANAGING THE BUSINESS 4) NAME OF ENTITY: CROSSFIT FINANCIAL, INC; NO; 4230 WEST ELECTRA LANE; GLENDALE; AZ; 85310; NON-ACTIVE; PRESIDENT/OWNER; 6/12/2013; 0; 0; NO DUTIES 5) NAME OF ENTITY: REAL SYNERGY WORKS, LLC; NO; 4230 WEST ELECTRA LANE; GLENDALE; AZ; 85310; REAL ESTATE HOLDING; STATUTORY AGENT; 10/3/2005; 0; 0; NO DUTIES 6) NAME OF ENTITY: BERRETT GROUP THREE; NO; 516 EAST PORTLAND STREET; PHOENIX; AZ; 85004; RENTAL PROPERTY; MANAGER; 10/1/2020; 2; 0; PROPERTY MANAGEMENT OF REPAIRS NEEDED 7)NAME OF ENTITY: VANBRANDT, LLC; NO; 4230 WEST ELECTRA LANE; PHOENIX; AZ; 85310; RENTAL PROPERTY (TRI-PLEX); STATATORY AGENT; 11/23/2020; 2; 0; PROPERTY MANAGEMENT 8) NAME OF OTHER BUSINESS: ARIZONA CREDIT UNION, DBA CENTRAL FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: CREDIT UNION, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, START DATE: 02/2022, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: CETERA ADVISOR NETWORKS LOCATED AT ARIZONA CREDIT UNION; 9) NAME OF OTHER BUSINESS: COMPASS REAL ESTATE - THE SHARLANE GROUP; INVESTMENT RELATED: NO; ADDRESS: 4230 WEST ELECTRA LANE GLENDALE, AZ 85310; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: ASSISTANT; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SITTING OPEN HOUSES, SHOWING HOUSES, ASSISTING WITH PAPERWORK IN AN ADMINISTRATIVE CAPACITY; 10) NAME OF OTHER BUSINESS: SYNERGY WORKS FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: 1103 N 5TH ST. PHOENIX, AZ 85004; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 5/18/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-01
  • S66 Uniform Combined State Law Examination
    2014-10-01

View on SEC IAPD

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