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80 State Street, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-08-29 |
Branch Locations
Los Angeles, CA • United States
80 State Street, Albany, NY 12207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2012 | Present |
| Pks Advisory Services, Llc | Albany | NY | 08/2012 | Present |
1) CHEFHAK INC.; NOT INVESTMENT RELATED; PO BOX 691985, LOS ANGELES, CA 90019; FOOD & GROCERY MANUFACTURER; CEO; 80 HRS/MO; MANUFACTURING AND FACILITATING FOOD AND GODD SERVICES CONDIMENTS AND GOODS 2) PKSA; INVESTMENT RELATED; 18 CORPORATE WOODS DR. ALBANY, NY 12211; RIA; IAR; START DATE: 8/2012; APPROX 160 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
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