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Amanda Del Carmen Diaz

LPl Financial LLC

Lancaster, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-18
  • PA RA
    APPROVED
    Since 2023-04-18

Branch Locations

2137 Embassy Dr Ste 115, Lancaster, PA 17603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Services Financial Llc Lancaster PA 01/2020 Present
Unemployed Lancaster PA 01/2020 01/2020
Janney Montgomery Scott Llc Lancaster PA 08/2015 01/2020
Lpl Financial, Llc Lancaster PA 01/2020 Present
  • 01/2020 → Present
    Advisory Services Financial Llc
    Lancaster, PA
  • 01/2020 → 01/2020
    Unemployed
    Lancaster, PA
  • 08/2015 → 01/2020
    Janney Montgomery Scott Llc
    Lancaster, PA
  • 01/2020 → Present
    Lpl Financial, Llc
    Lancaster, PA
Other Businesses

1)01/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ADVISORY SERVICES FINANCIAL, LLC - INVESTMENT RELATED - LANCASTER, PA 17603

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-15
S63 Uniform Securities Agent State Law Examination 2021-03-19
  • S66 Uniform Combined State Law Examination
    2023-04-15
  • S63 Uniform Securities Agent State Law Examination
    2021-03-19
Designations
Other Names
  • Amanda Ward
  • Amanda Del Carmen Ward

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LANCASTER, PA
OMICRON ADVISORS, LLC · LANCASTER, PA
MORGAN STANLEY · Lancaster, PA
GREENSPRING ADVISORS, LLC · LANCASTER, PA
CHARLES SCHWAB & CO., INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
MML INVESTORS SERVICES, LLC · LANCASTER, PA

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