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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-06-14 |
| TX | RA | APPROVED_RES | 2022-06-09 |
Branch Locations
340 E Main St, Ste 220, Spartanburg, SC 29302 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 03/2015 | 05/2021 |
| Bank Of America, N.A. | Melville | NY | 05/2015 | 05/2021 |
| Unemployed | Simpsonville | SC | 05/2021 | 07/2021 |
| Equitable Advisors, Llc | New York | NY | 07/2021 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Spartanburg | SC | 05/2022 | Present |
| Unemployed | Simpsonville | SC | 09/2021 | 05/2022 |
RENTAL PROPERTY; INV RELATED; MYRTLE BEACH, SC; 100% OWNERSHIP; START DATE 6/7/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-19 |
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