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Inactive

David Michael Swiderski

Sequent Planning, LLC

Omaha, NE

Marlton, NJ

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Current Employers
Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-04
  • NJ RA
    APPROVED
    Since 2023-04-04

Branch Locations

8807 Indian Hills Drive, Omaha, NE 68114 • United States

901 Lincoln Drive West, Suite 304, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc. Cherry Hill PA 01/2006 03/2017
Mml Investors Services, Llc Marlton NJ 03/2017 07/2017
Massachusetts Mutual Life Insurance Company Marlton NJ 03/2017 07/2017
Equitable Advisors, Llc New York NY 07/2017 10/2020
Futurity First Insurance Group Marlton NJ 10/2020 Present
Securities America, Inc Marlton NJ 05/2021 02/2023
Securities America Advisors Marlton NJ 05/2021 02/2023
Sequent Planning Marlton NJ 02/2023 Present
  • 01/2006 → 03/2017
    Msi Financial Services, Inc.
    Cherry Hill, PA
  • 03/2017 → 07/2017
    Marlton, NJ
  • 03/2017 → 07/2017
    Massachusetts Mutual Life Insurance Company
    Marlton, NJ
  • 07/2017 → 10/2020
    New York, NY
  • 10/2020 → Present
    Futurity First Insurance Group
    Marlton, NJ
  • 05/2021 → 02/2023
    Securities America, Inc
    Marlton, NJ
  • 05/2021 → 02/2023
    Securities America Advisors
    Marlton, NJ
  • 02/2023 → Present
    Sequent Planning
    Marlton, NJ
Previous Registrations
  • 2021-05-10 → 2023-02-23
    Securities America Advisors, Inc.
    Marlton, NJ
  • 2017-07-10 → 2020-10-28
    Conshohocken, PA
  • 2017-03-25 → 2017-07-12
    Cherry Hill, NJ
    Newtown Square, PA
    Marlton, NJ
  • 2008-06-03 → 2017-03-25
    Msi Financial Services, Inc.
    Philadelphia, PA
    Marlton, NJ
    Springfield, MA
    Springfield, MA
    Cherry Hill, NJ
    Baltimore, MD
    Cherry Hill, NJ
    Newtown Square, PA
Other Businesses

1) INSURANCE AGENT THROUGH FUTURITY FIRST INSURANCE GROUP - 10/2020 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 80 HRS/MONTH SPENT ON THIS ACTIVITY, ALL DURING NORMAL TRADING HOURS. 901 LINCOLN DR W., SUITE 304, MARLTON NJ 08053. 2) REAL ESTATE RENTAL PROPERTY - OWNER. SEPTEMBER 1986 TO PRESENT. NOT INVESTMENT RELATED. 10 HRS/MONTH SPENT ON THIS ACTIVITY, 5 HRS DURING NORMAL TRADING HOURS. DUTIES INCLUDE PROPERTY MANAGEMENT, PAY BILLS, COLLECT RENT AND PROPERTY MAINTENANCE. PROPERTY ADDRESSES INCLUDE: 337 Evergreen Ave., CHERRY HILL, NJ 08002-2376 AND 216 AVENUE W., MARLTON, NJ.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-07
S63 Uniform Securities Agent State Law Examination 2000-06-01
  • S65 Uniform Investment Adviser Law Examination
    2008-05-07
  • S63 Uniform Securities Agent State Law Examination
    2000-06-01
Designations

View on SEC IAPD

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