Andrew Roger Sampson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-04-30
TX	RA	APPROVED	2025-04-24

AZ RA
APPROVED

Since 2025-04-30
TX RA
APPROVED

Since 2025-04-24

Branch Locations

8600 E Anderson Dr Ste 240, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisors Llc	St Cloud	MN	11/2015	04/2025
Desert Cove 104 Llc	Scottsdale	AZ	12/2023	04/2025
Cetera Investment Advisers Llc	Schaumburg	IL	03/2024	04/2025
Lpl Financial Llc	Scottsdale	AZ	04/2025	Present

11/2015 → 04/2025

Cetera Advisors Llc

St Cloud, MN
12/2023 → 04/2025

Desert Cove 104 Llc

Scottsdale, AZ
03/2024 → 04/2025

Cetera Investment Advisers Llc

Schaumburg, IL
04/2025 → Present

Lpl Financial Llc

Scottsdale, AZ

Previous Registrations

2024-03-21 → 2025-04-29

Cetera Investment Advisers Llc

Scottsdale, AZ

Scottsdale, AZ

Gilbert, AZ
2015-12-07 → 2024-03-21

Cetera Advisors Llc

Scottsdale, AZ

Mesa, AZ

Scottsdale, AZ

Gilbert, AZ
2011-07-07 → 2015-11-13

Edward Jones

St Louis, MO

Scottsdale, AZ

Other Businesses

1) 04/2025 - Sampson Capital Advisors, LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) - 160 Hrs per month - 100% Time Spent 2) 04/2025 - Andrew Sampson / Non-Variable Insurance / Inv Related / Scottsdale AZ 85260 / Start date 01/01/2016 -. 5 hrs per month - 2% time spent 3) 04/2025 - Desert Cove 104 LLC / Real Estate Rental / Co-Owner / Inv Related / Scottsdale AZ 85260 / Start date 12 /12 /2023 -

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-07

S66 Uniform Combined State Law Examination

2011-05-07

Other Names

Andrew Sampson

View on SEC IAPD