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Redmond, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-30 |
| WA | RA | APPROVED | 2024-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 05/2012 | 04/2020 |
| Penn Mutual Life Ins Co | Horsham | PA | 07/2012 | 04/2020 |
| Guide Advisors, Inc. | Bothell | WA | 01/2021 | 05/2022 |
| Austin Dean, Sole Proprietor Dba Dean Advisory Group | Bothell | WA | 04/2020 | 12/2020 |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 04/2014 | 04/2020 |
| Guide Advisors, Inc. Fka Geer Financial Group, Inc. | Bothell | WA | 04/2020 | 05/2022 |
| Guide Advisors, Inc. | Bothell | WA | 12/2020 | 05/2022 |
| Dean Family Real Estate Llc | Redmond | WA | 12/2021 | Present |
| Lion Street Financial, Llc | Redmond | WA | 04/2022 | 02/2024 |
| Waystone Advisors Llc | Redmond | WA | 01/2024 | Present |
| Lion Street Advisors, Llc | Redmond | WA | 04/2022 | 02/2024 |
1) Austin Dean, Sole Proprietor | INVESTMENT RELATED: YES | DBA NAME: DEAN ADVISORY GROUP | POSITION HELD: Insurance Agent/OWNER | ADDRESS: 10900 NE 8TH ST STE 1550 BELLEVUE, WA 98004 | START DATE: 04/2020 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS 2) Full Legal Business Name: Dean Family Real Estate LLC | Is the Business investment-related? (yes/no): Yes. Real Estate Investing | Address: 9210 218th ave ne, Redmond, WA 98053 | What is the nature of the other business? Real Estate Investing | Your position, title, or relationship. Owner/Member | Start date of your relationship (mm/year): 12/22/2021 | Approximate hours a month spent on the other business. 0-10 hours/month | Approximate hours during trading spent on the other business. None | Approximate percentage of time and income related to the business. 0%, No income currently | Briefly describe your duties relating to the other business: provide the funds to invest in real estate ventures and monitor them to make sure they are being implemented properly DEAN FAMILY REAL ESTATE LLC POSITION: Owner NATURE: Personal real estate investing and private lending INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2021 ADDRESS: 9210 218TH AVE NE, redmond WA 98053, United States DESCRIPTION: personal real estate investing FIRST FINANCIAL RESOURCES POSITION: Paying member NATURE: This is a producer group that we are a part of for brokering out insurance business, in particular life insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2020 ADDRESS: 100 Spectrum Center Drive, Suite 400, Irvine CA 92618, United States DESCRIPTION: N/A we use them as a broker for insurance for our clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-14 |
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