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Austin Douglas Dean

Waystone Advisors LLC

Redmond, WA

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Current Employers
Waystone Advisors Llc

Redmond, WA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
WA RA APPROVED 2024-01-05
  • TX RA
    APPROVED
    Since 2024-04-30
  • WA RA
    APPROVED
    Since 2024-01-05

Branch Locations

Redmond, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2012 04/2020
Penn Mutual Life Ins Co Horsham PA 07/2012 04/2020
Guide Advisors, Inc. Bothell WA 01/2021 05/2022
Austin Dean, Sole Proprietor Dba Dean Advisory Group Bothell WA 04/2020 12/2020
Hornor, Townsend & Kent, Llc Horsham PA 04/2014 04/2020
Guide Advisors, Inc. Fka Geer Financial Group, Inc. Bothell WA 04/2020 05/2022
Guide Advisors, Inc. Bothell WA 12/2020 05/2022
Dean Family Real Estate Llc Redmond WA 12/2021 Present
Lion Street Financial, Llc Redmond WA 04/2022 02/2024
Waystone Advisors Llc Redmond WA 01/2024 Present
Lion Street Advisors, Llc Redmond WA 04/2022 02/2024
  • 05/2012 → 04/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 07/2012 → 04/2020
    Penn Mutual Life Ins Co
    Horsham, PA
  • 01/2021 → 05/2022
    Bothell, WA
  • 04/2020 → 12/2020
    Austin Dean, Sole Proprietor Dba Dean Advisory Group
    Bothell, WA
  • 04/2014 → 04/2020
    Horsham, PA
  • 04/2020 → 05/2022
    Guide Advisors, Inc. Fka Geer Financial Group, Inc.
    Bothell, WA
  • 12/2020 → 05/2022
    Bothell, WA
  • 12/2021 → Present
    Dean Family Real Estate Llc
    Redmond, WA
  • 04/2022 → 02/2024
    Lion Street Financial, Llc
    Redmond, WA
  • 01/2024 → Present
    Redmond, WA
  • 04/2022 → 02/2024
    Lion Street Advisors, Llc
    Redmond, WA
Previous Registrations
Other Businesses

1) Austin Dean, Sole Proprietor | INVESTMENT RELATED: YES | DBA NAME: DEAN ADVISORY GROUP | POSITION HELD: Insurance Agent/OWNER | ADDRESS: 10900 NE 8TH ST STE 1550 BELLEVUE, WA 98004 | START DATE: 04/2020 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS 2) Full Legal Business Name: Dean Family Real Estate LLC | Is the Business investment-related? (yes/no): Yes. Real Estate Investing | Address: 9210 218th ave ne, Redmond, WA 98053 | What is the nature of the other business? Real Estate Investing | Your position, title, or relationship. Owner/Member | Start date of your relationship (mm/year): 12/22/2021 | Approximate hours a month spent on the other business. 0-10 hours/month | Approximate hours during trading spent on the other business. None | Approximate percentage of time and income related to the business. 0%, No income currently | Briefly describe your duties relating to the other business: provide the funds to invest in real estate ventures and monitor them to make sure they are being implemented properly DEAN FAMILY REAL ESTATE LLC POSITION: Owner NATURE: Personal real estate investing and private lending INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2021 ADDRESS: 9210 218TH AVE NE, redmond WA 98053, United States DESCRIPTION: personal real estate investing FIRST FINANCIAL RESOURCES POSITION: Paying member NATURE: This is a producer group that we are a part of for brokering out insurance business, in particular life insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2020 ADDRESS: 100 Spectrum Center Drive, Suite 400, Irvine CA 92618, United States DESCRIPTION: N/A we use them as a broker for insurance for our clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-14
  • S66 Uniform Combined State Law Examination
    2012-06-14
Designations
Other Names
  • Austin Douglas Dean
  • Austin Dean

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