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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-20 |
| MO | RA | APPROVED | 2021-01-20 |
| IL | RA | APPROVED | 2020-12-04 |
| IA | RA | APPROVED | 2018-09-14 |
Branch Locations
12312 Olive Boulevard Suite 265, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2011 | 09/2018 |
| Pam Corrick Antiques | Fairfield Iowa | IA | 03/2003 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2012 | 09/2018 |
| Valic Financial Advisors, Inc | Fairfield | IA | 09/2018 | Present |
| Agia | Houston | TX | 12/2022 | Present |
TACO JOHNS, 703 WEST BURLINGTON, FAIRFIELD, IA, 1/2016 AS SOCIAL MEDIA MARKETING REP, NIR - 3 HR/WK - 0/TRADING. PAM CORRICK ANTIQUES POSITION: Owner NATURE: I buy and sell vintage jewelry, textiles and occasion all other small collectible items.This is not investment related. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2019 ADDRESS: 1614 Dogwood Drive, Fairfield IA 52556, United States DESCRIPTION: I rent a booth and set up at occasional antique shows or flea markets. I also take things to a local consignment store to sell,and occasionally I sell something online. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products SCHOOL OF ROCK POSITION: Owner NATURE: My husband and I want to open a School of Rock franchise. The company is based in California, but we would build a school in Madison, Wisconsin. We do not have a building in Wisconsin yet, so I put the California address down for now. My son works for a School of Rock franchise in Iowa. The plan is for him to leave his job there, and work for us at a franchise in Madison. We have not started yet, so we do not have any employees and there is no income yet. It may take a few years to be profitable. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 1010 B St Suite 450, San Rafeal CA 94901, United States DESCRIPTION: Owner. I will not be doing any of the duties there other than financial backing. My husband will be helping my son get started. SOCIAL MEDIA AGENT POSITION: Social Media Agent NATURE: I handle some advertising on social media for my husband's Taco John's restaurants INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2019 ADDRESS: 1614 Dogwood Drive, Fairfield IA 52556, United States DESCRIPTION: Posting and removing advertisements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-17 |
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