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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-11-10 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
7979 E Tufts Ave Suite 1050, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 361 Capital Llc | Denver | CO | 07/2016 | 03/2017 |
| Imst Distributors, Llc | Denver | CO | 08/2016 | 03/2017 |
| Mutual Of Omaha | Denver | CO | 03/2017 | 01/2020 |
| Build Asset Management, Llc | Jefferson City | MO | 01/2020 | 04/2022 |
| Foreside Fund Services, Llc | Castle Rock | CO | 09/2021 | 10/2022 |
| United Planners Financial Services | Scottsdale | AZ | 10/2022 | 07/2023 |
| Eide Bailly Financial Services | Denver | CO | 10/2022 | 09/2024 |
| Eide Bailly Advisors, Llc. | Denver | CO | 10/2022 | 09/2024 |
| Cherokee Trail High School | Aurora | CO | 07/2022 | Present |
| Lincoln Park Capital Llc | Denver | CO | 09/2024 | 07/2025 |
| The Leaders Group Inc | Summit | NJ | 11/2025 | Present |
| Peak Pro Financial | Denver | CO | 09/2025 | Present |
| Cornell Capital | Denver | CO | 07/2024 | 09/2025 |
1.) Peak Pro Financial - 9/22/2025 - 7979 E Tufts Ave, Suite 1050, Denver, CO 80237 - Director of Sales and Distribution, Sales, Invt Rel, Insurance Business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) Head Coach - 6/1/2010 - 25901 E Arapahoe Rd, Aurora, CO 80016, Head Coach, Boys high school lacrosse coach, not Invt Rel, High school coach, 20 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG Advisors Inc - 11/10/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA Business, 40 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-28 |
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