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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-02-27
  • MA RA
    APPROVED
    Since 2012-02-27

Branch Locations

10 Liberty Street, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 10/2011 Present
The Retirement Financial Center Danvers MA 01/2011 Present
William E. Riquier Danvers MA 08/2011 Present
The Retirement Financial Center Danvers MA 04/2018 Present
  • 10/2011 → Present
    United Planners' Financial Services
    Scottsdale, AZ
  • 01/2011 → Present
    The Retirement Financial Center
    Danvers, MA
  • 08/2011 → Present
    William E. Riquier
    Danvers, MA
  • 04/2018 → Present
    The Retirement Financial Center
    Danvers, MA
Other Businesses

1.) THE RETIREMENT FINANCIAL CENTER - AGENT/REP - FINANCIAL SERVICES AND INSURANCE SALES AND SERVICE - DANVERS, MA - SINCE 01/2011 - INVESTMENT RELATED 2.) WILLIAM E. RIQUIER - PRODUCER - NON-VARIABLE INSURANCE - DANVERS, MA - SINCE 08/2011 - INVESTMENT RELATED 3.) THE RETIREMENT FINANCIAL CENTER - PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - DANVERS, MA - SINCE 04/2018 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-09
  • S66 Uniform Combined State Law Examination
    2012-02-09
Other Names
  • Bill Riquier

View on SEC IAPD

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