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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2012-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Planners' Financial Services | Scottsdale | AZ | 10/2011 | Present |
| The Retirement Financial Center | Danvers | MA | 01/2011 | Present |
| William E. Riquier | Danvers | MA | 08/2011 | Present |
| The Retirement Financial Center | Danvers | MA | 04/2018 | Present |
1.) THE RETIREMENT FINANCIAL CENTER - AGENT/REP - FINANCIAL SERVICES AND INSURANCE SALES AND SERVICE - DANVERS, MA - SINCE 01/2011 - INVESTMENT RELATED 2.) WILLIAM E. RIQUIER - PRODUCER - NON-VARIABLE INSURANCE - DANVERS, MA - SINCE 08/2011 - INVESTMENT RELATED 3.) THE RETIREMENT FINANCIAL CENTER - PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - DANVERS, MA - SINCE 04/2018 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-09 |
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