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Randall David Dunn

Wealthspire Retirement Advisory

Euless, TX

Aliso Viejo, CA

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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-01
  • TX RA
    APPROVED
    Since 2023-01-01

Branch Locations

Euless, TX • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 02/2013 10/2022
Nfp Retirement, Inc Aliso Viejo CA 10/2022 10/2025
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 02/2013 → 10/2022
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 10/2022 → 10/2025
    Nfp Retirement, Inc
    Aliso Viejo, CA
  • 10/2025 → Present
    Wealthspire Retirement Advisory
    Aliso Viejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-31
S63 Uniform Securities Agent State Law Examination 2017-09-25
  • S65 Uniform Investment Adviser Law Examination
    2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2017-09-25
Other Names
  • Randall David Dunn
  • Randall Dunn

View on SEC IAPD

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