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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2011-03-29 |
Branch Locations
127 W Broad St Suite 600 One Lake Side Plaza, Lake Charles, LA 70601-4260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Lake Charles | LA | 02/2011 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2011 | Present |
| Northwestern Mutual Investment Services, Llc | Lake Charales | LA | 02/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2015 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2.SOUTHPAW PROPERTIES OF LAKE CHARLES, LLC, 1603 ALVIN STREET, LAKE CHARLES, LA 70601, 33.3% OWNER, MANAGEMENT OF SINGLE FAMILY RENTAL PROPERTY, APPROX 10 HRS/MONTH, START DATE 10/4/2013. 3. 33.3% OWNER, SOUTHPAW PROPERTIES OF LAKE CHARLES, LLC, 1603 ALVIN STREET, LAKE CHARLES, , LOUISIANA, 70601, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/6/2013, HOURS PER MONTH: 6-20, MANAGEMENT OF SINGLE FAMILY RENTAL PROPERTY. 4. 100% OWNER, MD NORTHSTAR, LLC, 1603 ALVIN STREET, LAKE CHARLES, , LOUISIANA, 70601, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 02/23/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 5. MDDG, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 2/23/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS A LEGAL, ADMINISTRATIVE, INCOME RECEIVING, EXPENSE PAYING ENTITY, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-10 |
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