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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-12 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| G.rEsearch, Llc | Rye | NY | 06/2014 | 02/2018 |
| Gamco Investors, Inc. | Rye | NY | 02/2018 | 12/2021 |
| Neuberger Berman | New York | NY | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-08 |
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