Karrie Ava Shaw

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-11-01
ME	RA	APPROVED	2002-11-26

TX RA
APPROVED_RES

Since 2018-11-01
ME RA
APPROVED

Since 2002-11-26

Branch Locations

24 Portland Rd, Kennebunk, ME 04043 • United States

Westbrook, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Kennebunk	ME	09/2005	03/2020
Ameriprise Financial Services, Llc	Kennebunk	ME	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Kennebunk, ME
03/2020 → Present

Ameriprise Financial Services, Llc

Kennebunk, ME

Other Businesses

Independent Insurance Brokering; Trans America Life Insurance Company; 05/08/2023; / American National Insurance Company; 05/11/2023; Whole Life / North American; 02/12/2024; Universal Life / Athene; 02/12/2024; Fixed Annuity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-07-07

S66 Uniform Combined State Law Examination

2001-07-07

Other Names

Karrie Ava Davis
Karrie Ava Davis
Karrie A Shaw
Karrie Ava Shaw
Karrie Ava Davis

View on SEC IAPD