Louis R Mohn

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-09-20
LA	RA	APPROVED	2024-01-09
DE	RA	APPROVED	2022-11-21
NY	RA	APPROVED	2021-04-16
MN	RA	APPROVED	2019-09-30
NC	RA	APPROVED	2019-09-12
FL	RA	APPROVED	2019-02-27
SC	RA	APPROVED	2016-08-16
PA	RA	APPROVED	2016-06-14
VA	RA	APPROVED	2016-01-28
WV	RA	APPROVED	2011-11-29
OH	RA	APPROVED	2011-11-21
CA	RA	APPROVED	2011-11-18
CT	RA	APPROVED	2011-11-18
NJ	RA	APPROVED	2011-11-18

ME RA
APPROVED

Since 2024-09-20
LA RA
APPROVED

Since 2024-01-09
DE RA
APPROVED

Since 2022-11-21
NY RA
APPROVED

Since 2021-04-16
MN RA
APPROVED

Since 2019-09-30
NC RA
APPROVED

Since 2019-09-12
FL RA
APPROVED

Since 2019-02-27
SC RA
APPROVED

Since 2016-08-16
PA RA
APPROVED

Since 2016-06-14
VA RA
APPROVED

Since 2016-01-28
WV RA
APPROVED

Since 2011-11-29
OH RA
APPROVED

Since 2011-11-21
CA RA
APPROVED

Since 2011-11-18
CT RA
APPROVED

Since 2011-11-18
NJ RA
APPROVED

Since 2011-11-18

Branch Locations

Naples, FL • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Purchase	NY	01/2011	12/2019
Park Avenue Securities	Purchase	NY	05/2011	12/2019
Guardian Life Insurance Company	Rye Brook	NY	12/2019	06/2021
Park Avenue Securities	Rye Brook	NY	12/2019	06/2021
Park Avenue Securities	Naples	FL	06/2021	Present
Guardian Life Insurance	Naples	FL	06/2021	Present

01/2011 → 12/2019

Guardian Life Insurance Company

Purchase, NY
05/2011 → 12/2019

Park Avenue Securities

Purchase, NY
12/2019 → 06/2021

Guardian Life Insurance Company

Rye Brook, NY
12/2019 → 06/2021

Park Avenue Securities

Rye Brook, NY
06/2021 → Present

Park Avenue Securities

Naples, FL
06/2021 → Present

Guardian Life Insurance

Naples, FL

Other Businesses

1. Sell non Guardian insurance contracts-When appropriate to meet client needs I will recommend/sell non Guardian insurance products, Start: 06/01/2012, Address: 2500 Westchester Ave, Suite 401, Purchase NY 10577, 2 bus hrs per month, Investment related, 2. Sales of non Guardian insurance products-where appropriate I recommend non Guardian insurance products, Start: 01/01/2014, Address: 2500 Westchester Ave, Suite 401, Purchase NY 10577, Hrs per month - Tot/bus: 5/2, Investment related, 3. Opus Private Client, LLC-DBA which will be used to market all products approved for sale by Guardian/PAS as FR's of the Guardian, Start: 01/16/2018, Address: 437 Madison Avenue 29th floor New York NY10022, 240 total hours per month; 160 during securities trading hours, Investment related, More than 10% annual compensation, 4) POA for Elizabeth Ann Mohn, Start: 10/28/2024, Address: 3057 Olde Cove Way Naples FL 34119, 1 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 5) Louzan Family Scholarship Corporation-Board member, Nature of Business: Scholarship Foundation, Start date: 11/03/2025, Address: 536 Rutile Drive, Ponte Vedra FL 32082, Duties: Board of Directors, 1 total hour per month; 0 during securities trading hours, Not investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-28

S66 Uniform Combined State Law Examination

2011-10-28

Other Names

Louis Robert Mohn

View on SEC IAPD