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Kamran Mubashar

Citigroup Global Markets Inc.

Upland, CA

Los Angeles, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-07
  • CA RA
    APPROVED
    Since 2026-07-07

Branch Locations

Upland, CA • United States

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Arcadia CA 08/2014 03/2018
Wells Fargo Clearing Services Llc Encino CA 07/2019 06/2024
Johnson & Johnson Irvine CA 04/2018 12/2018
Unemployed Upland CA 12/2018 07/2019
J.P. Morgan Securities Llc Newport Beach CA 08/2024 04/2026
Jpmorgan Chase Bank, N.A. Newport Beach CA 08/2024 04/2026
Unemployed Upland CA 07/2024 07/2024
Wells Fargo Clearing Services, Llc Irvine CA 04/2026 07/2026
Citigroup Global Markets Inc. Los Angeles CA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2019-07-29
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2019-07-29

View on SEC IAPD

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