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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-08 |
Branch Locations
Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States
Cwm Retail, Sales 37 Orinda Way, Orinda, CA 94563 • United States
Cwm Retail, Sales 3528 Mt Diablo Blvd, Lafayette, CA 94549 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Hercules | CA | 06/2009 | 05/2022 |
| Wells Fargo Advisors, Llc | Hercules | CA | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hercules | CA | 11/2016 | 05/2022 |
| Citigroup | Lafayette/Orinda | CA | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-18 |
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