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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-03-10
  • MN RA
    APPROVED
    Since 2026-03-10

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 08/2024 Present
Paragon Trading Partners London 01/2013 12/2019
Self Employed London 12/2019 09/2022
Sgm-Fx London 09/2022 12/2023
Unemployed Minneapolis MN 12/2023 08/2024
  • 08/2024 → Present
    Minneapolis, MN
  • 01/2013 → 12/2019
    Paragon Trading Partners
    London
  • 12/2019 → 09/2022
    Self Employed
    London
  • 09/2022 → 12/2023
    Sgm-Fx
    London
  • 12/2023 → 08/2024
    Unemployed
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09

View on SEC IAPD

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