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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-21 |
| VA | RA | APPROVED | 2009-11-11 |
Branch Locations
3951 Westerre Parkway Suite 100, Richmond, VA 23233 • United States
Glen Allen, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glen Allen | VA | 11/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Richmond | VA | 03/2020 | Present |
Business Ownership; Sampson Enterprises, LLC; Owner; Manage Ameriprise Business; 3951 Westerre Pkwy., Ste. 100, Richmond, VA, 23233; Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Richmond Symphony Foundation; Trustee; 612 East Grace Street, Ste. 401, , Richmond, VA, 23219; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Community Foundation for a greater Richmond; Advisors Council; 3409 Moore Street, , Richmond, VA, 23230; Not Investment-Related; 09/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / MCV Foundation; Treasurer; 1228 E. Broad Street, , Richmond, VA, 23298; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-03 |
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