Danny Tan

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-05-12
VI	RA	APPROVED	2026-05-08
ND	RA	APPROVED	2026-05-07
GA	RA	APPROVED	2026-05-06
LA	RA	APPROVED	2026-05-06
AL	RA	APPROVED	2026-05-05
AK	RA	APPROVED	2026-05-05
DE	RA	APPROVED	2026-05-05
IA	RA	APPROVED	2026-05-05
KS	RA	APPROVED	2026-05-05
ME	RA	APPROVED	2026-05-05
MD	RA	APPROVED	2026-05-05
MN	RA	APPROVED	2026-05-05
MT	RA	APPROVED	2026-05-05
NE	RA	APPROVED	2026-05-05
NM	RA	APPROVED	2026-05-05
NC	RA	APPROVED	2026-05-05
PR	RA	APPROVED	2026-05-05
TX	RA	APPROVED	2026-05-05
UT	RA	APPROVED	2026-05-05
CA	RA	APPROVED	2026-03-23

DC RA
APPROVED

Since 2026-05-12
VI RA
APPROVED

Since 2026-05-08
ND RA
APPROVED

Since 2026-05-07
GA RA
APPROVED

Since 2026-05-06
LA RA
APPROVED

Since 2026-05-06
AL RA
APPROVED

Since 2026-05-05
AK RA
APPROVED

Since 2026-05-05
DE RA
APPROVED

Since 2026-05-05
IA RA
APPROVED

Since 2026-05-05
KS RA
APPROVED

Since 2026-05-05
ME RA
APPROVED

Since 2026-05-05
MD RA
APPROVED

Since 2026-05-05
MN RA
APPROVED

Since 2026-05-05
MT RA
APPROVED

Since 2026-05-05
NE RA
APPROVED

Since 2026-05-05
NM RA
APPROVED

Since 2026-05-05
NC RA
APPROVED

Since 2026-05-05
PR RA
APPROVED

Since 2026-05-05
TX RA
APPROVED

Since 2026-05-05
UT RA
APPROVED

Since 2026-05-05
CA RA
APPROVED

Since 2026-03-23

Branch Locations

San Mateo, CA • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

One Embarcadero Center Suite 3400, 34Th And 35Th Floors, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Redwood City	CA	10/2009	03/2026
Wells Fargo Advisors Llc	San Bruno	CA	10/2013	11/2016
Wells Fargo Clearing Services, Llc	San Bruno	CA	11/2016	02/2019
Wells Fargo Clearing Services, Llc	Redwood City	CA	10/2024	03/2026
Hsbc Bank Usa, N.A.	San Francisco	CA	03/2026	Present
Hsbc Securities (Usa) Inc	San Francisco	CA	03/2026	Present

10/2009 → 03/2026

Wells Fargo Bank Na

Redwood City, CA
10/2013 → 11/2016

Wells Fargo Advisors Llc

San Bruno, CA
11/2016 → 02/2019

Wells Fargo Clearing Services, Llc

San Bruno, CA
10/2024 → 03/2026

Wells Fargo Clearing Services, Llc

Redwood City, CA
03/2026 → Present

Hsbc Bank Usa, N.A.

San Francisco, CA
03/2026 → Present

Hsbc Securities (Usa) Inc

San Francisco, CA

Previous Registrations

2025-03-17 → 2026-03-17

Wells Fargo Clearing Services, Llc

Palo Alto, CA

Redwood City, CA
2013-12-07 → 2019-02-12

Wells Fargo Clearing Services, Llc

Corte Madera, CA

San Francisco, CA

San Bruno, CA

Walnut Creek, CA

Millbrae, CA

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-15
S63	Uniform Securities Agent State Law Examination	2024-11-15
S66	Uniform Combined State Law Examination	2013-12-06

S65 Uniform Investment Adviser Law Examination

2025-03-15
S63 Uniform Securities Agent State Law Examination

2024-11-15
S66 Uniform Combined State Law Examination

2013-12-06

View on SEC IAPD