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Bradford Stanley Walsh

Wells Fargo Clearing Services, LLC

Dunwoody, GA

Cumming, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-07-17
  • GA RA
    APPROVED
    Since 2017-07-17

Branch Locations

1630 Mount Vernon Rd [Dunwoody], Dunwoody, GA 30338 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 01/2011 06/2017
Wells Fargo Bank Clearing Services , Llc. Dunwoody GA 06/2017 Present
Wells Fargo Bank Na Dunwoody GA 05/2017 Present
  • 01/2011 → 06/2017
    Ameriprise Financial Services, Inc.
    Atlanta, GA
  • 06/2017 → Present
    Wells Fargo Bank Clearing Services , Llc.
    Dunwoody, GA
  • 05/2017 → Present
    Wells Fargo Bank Na
    Dunwoody, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-31
  • S66 Uniform Combined State Law Examination
    2011-03-31
Other Names
  • Bradford S Walsh
  • Bradford S Walsh
  • Bradford Walsh
  • Brad Walsh

View on SEC IAPD

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GEORGE R SUCHIT
BRENT WALKER
TYLER LEGAULT
JAKE DANIEL CUSSON

Other Offices

STRATEGIC ADVISERS LLC · DUNWOODY, GA
NEWEDGE ADVISORS · Atlanta, GA
HWM WEALTH MANAGEMENT LLC · ATLANTA, GA
GALLAGHER FIDUCIARY ADVISORS, LLC · Atlanta, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Atlanta, GA
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC · Atlanta, GA
TIMBERLAND INVESTMENT RESOURCES, LLC · ATLANTA, GA
COMPASS WEALTH MANAGEMENT, LLC · ATLANTA, GA

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