Chad Carstensen

Current Employers

Ballast Capital Advisors, Llc

1200 Office Plaza Drive, West Des Moines, IA 50266 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-07-06

TX RA
APPROVED_RES

Since 2016-07-06

Branch Locations

New Hartford, NY • United States

1200 Office Plaza Drive, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ballast Capital Advisors, Llc	Clive	IA	04/2016	Present
Asymmetria Capital Partners, Llc	Clive	IA	10/2014	Present

04/2016 → Present

Ballast Capital Advisors, Llc

Clive, IA
10/2014 → Present

Asymmetria Capital Partners, Llc

Clive, IA

Other Businesses

1)MOHAWK VALLEY COMMUNITY ACTION AGENCY~9882 RIVER ROAD, UTICA, NY 13502~NON FOR PROFIT~N~BOARD MEMBER~11/1/2013~2 HRS/MO~2 TRADING HRS/MO 2Asymmetria Capital Partners, LLC, Limited Partner, 10/2014, fulltime

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-04
S63	Uniform Securities Agent State Law Examination	2011-03-24

S65 Uniform Investment Adviser Law Examination

2013-06-04
S63 Uniform Securities Agent State Law Examination

2011-03-24