Nathan Otis Garrison

Current Employers

Employment History

• 12/2016 → 06/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2016 → 06/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2016 → 06/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2016 → 12/2016
  Unemployed
  Norfolk, VA
• 06/2023 → 10/2025
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 06/2023 → Present
  World Investment Advisors, Llc
  Lincroft, NJ
• 10/2025 → Present
  World Investments, Llc
  Lincroft, NJ

Previous Registrations

• 2016-12-15 → 2023-06-07
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 2013-01-22 → 2016-06-09
  Credit Suisse Securities (Usa) Llc
  Washington, DC
  West Conshohocken, PA
  Norfolk, VA
  New York, NY

Other Businesses

1. Christopher Newport University; Non-Investment Related; 1 Avenue of the Arts, Newport News, VA 23606; CNU is a public university in Virginia. This course is part of their Master's in Financial Analysis program. Adjunct Instructor; 10/3/2023; 12 hours per month; 0 hours during trading hours; Teaching course, preparing course materials, grading course materials, answering student questions, and other instructor-related duties. 2. AlphaSights; Investment Related; 100 Park Ave. 14th Floor New York, NY 10017; AlphaSights is an information services company, specializing in connecting clients with experts, sometimes referred to as an expert network; Investment Consultant; 7/20/2026; 2 hours per month; 2 hours during trading hours; Serves as a subject matter consultant by participating in periodic consultations with organizations seeking general knowledge and professional experience related to the investment and wealth management industry. Does not provide investment advice, recommend specific securities or investment strategies, or disclose confidential or material nonpublic information. 3. Dialectica; Investment Related; 1460 Broadway New York NY 10036; Dialectica is a global B2B information services firm and expert network that connects business professionals and investors with industry specialists for primary research, 1-on-1 consultations, and market insights. It is sometimes referred to as an expert network; Independent Consultant; 7/29/2026; 2 hours per month; 2 hours during trading hours; Serve as a consultant to organizations by providing general industry knowledge and professional experience related to investments and wealth management topics. No investment advice or client-specific recommendations are provided. 4. True North Insights; Investment Related; 500 5th Avenue, 16th Floor New York, NY 10110; True North Insights is an information services company, specializing in connecting clients with experts, sometimes referred to as an expert network; Independent Consultant; 7/22/2026; 2 hours per month; 2 hours during trading hours; Serve as a consultant to organizations by providing general industry knowledge and professional experience related to investments and wealth management topics. No investment advice or client-specific recommendations are provided. 5. LinkedIn AI Labor Marketplace; Investment Related; 1000 W Maude Ave, Sunnyvale, CA 94085; Artificial intelligence (AI) training and evaluation services. The business engages professionals to review AI-generated outputs, identify and correct errors, evaluate responses, and test AI systems using industry-specific knowledge and real-world scenarios; AI Trainer; 8/27/2026; 10 hours per month; 0 hours during trading hours; Serve as an AI trainer and project consultant on a contract basis. Duties include analyzing and providing feedback on data, developing realistic finance-related tasks and scenarios, and evaluating AI-generated responses to help improve the accuracy and performance of large language models (LLMs). Work is limited to AI training and evaluation and does not involve providing investment advice or financial services to clients.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-19
• S63 Uniform Securities Agent State Law Examination
  2011-02-28

Designations

Other Names

• Nate Garrison