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Peter Andrew Vander Ploeg

Captrust

Lone Tree, CO

Raleigh, NC

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-11-25
TX RA APPROVED 2020-11-25
  • CO RA
    APPROVED
    Since 2020-11-25
  • TX RA
    APPROVED
    Since 2020-11-25

Branch Locations

9892 Rosemont Ave. Suite 100, Lone Tree, CO 80124 • United States

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Greenwood Village CO 06/2013 03/2018
Shine Investment Advisory Services, Inc. Lone Tree CO 04/2018 11/2020
Capfinancial Partners, Llc. (Captrust) Raleigh NC 11/2020 Present
  • 06/2013 → 03/2018
    Fidelity Brokerage Services, Llc
    Greenwood Village, CO
  • 04/2018 → 11/2020
    Shine Investment Advisory Services, Inc.
    Lone Tree, CO
  • 11/2020 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
Previous Registrations
  • 2018-04-13 → 2020-12-31
    Shine Wealth Partners
    Lone Tree, CO
    Lone Tree, CO
  • 2014-01-08 → 2018-04-05
    Strategic Advisers Llc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-26
S63 Uniform Securities Agent State Law Examination 2011-02-18
  • S66 Uniform Combined State Law Examination
    2013-11-26
  • S63 Uniform Securities Agent State Law Examination
    2011-02-18
Designations

View on SEC IAPD

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LPL ENTERPRISE, LLC
PALLER FINANCIAL SERVICES, INC.
OSAIC ADVISORY SERVICES, LLC
ELIASON WEALTH MANAGEMENT LLC
PLANPILOT
TRANSAMERICA FINANCIAL ADVISORS, LLC

Other Investors

SHALINI J. MAYL
KYLE SMITH
BRIANNA MARIE MATHIS
JESSICA DIEM HUYNH CURTIS
ANDRINA UPTMORE
ALYSSA ARMIDA EVANS
JARON CAPPOS
ANDREW KIM

Other Offices

STRATEGIC ADVISERS LLC · LONE TREE, CO
LPL FINANCIAL LLC · CENTENNIAL, CO
STRATEGIC ADVISERS LLC · CENTENNIAL, CO
LPL ENTERPRISE, LLC · ENGLEWOOD, CO
PALLER FINANCIAL SERVICES, INC. · CENTENNIAL, CO
OSAIC ADVISORY SERVICES, LLC · Centennial, CO
ELIASON WEALTH MANAGEMENT LLC · CENTENNIAL, CO
PLANPILOT · Centennial, CO

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