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Ashman Ram Murti

Facet

Gilbert, AZ

West Palm Beach, FL

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Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-05
TX RA APPROVED 2025-01-22
  • AZ RA
    APPROVED
    Since 2025-02-05
  • TX RA
    APPROVED
    Since 2025-01-22

Branch Locations

Gilbert, AZ • United States

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments San Francisco CA 10/2016 03/2017
Charles Schwab & Co., Inc. Menlo Park CA 05/2017 09/2020
Charles Schwab Bank Los Altos CA 05/2017 09/2020
The Vanguard Group, Inc. Scottsdale AZ 11/2022 01/2025
Unemployed Pinole CA 09/2020 10/2022
Unemployed Scottsdale AZ 10/2022 10/2022
Unemployed Pinole CA 07/2016 09/2016
Facet Baltimore MD 01/2025 Present
  • 10/2016 → 03/2017
    Fidelity Investments
    San Francisco, CA
  • 05/2017 → 09/2020
    Charles Schwab & Co., Inc.
    Menlo Park, CA
  • 05/2017 → 09/2020
    Charles Schwab Bank
    Los Altos, CA
  • 11/2022 → 01/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2020 → 10/2022
    Unemployed
    Pinole, CA
  • 10/2022 → 10/2022
    Unemployed
    Scottsdale, AZ
  • 07/2016 → 09/2016
    Unemployed
    Pinole, CA
  • 01/2025 → Present
    Facet
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-05
S65 Uniform Investment Adviser Law Examination 2016-09-01
  • S63 Uniform Securities Agent State Law Examination
    2023-01-05
  • S65 Uniform Investment Adviser Law Examination
    2016-09-01
Designations
Other Names
  • Ashman Murti

View on SEC IAPD

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