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Diamond Lenise Ferguson

Charles Schwab & Co., Inc.

Austin, TX

Atlanta, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-02
  • GA RA
    APPROVED
    Since 2024-04-02

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Atlanta GA 09/2012 Present
Charles Schwab Bank, Ssb Lone Tree CO 05/2017 03/2020
Charles Schwab Bank, Ssb Atlanta GA 04/2023 Present
  • 09/2012 → Present
    Charles Schwab & Co., Inc.
    Atlanta, GA
  • 05/2017 → 03/2020
    Charles Schwab Bank, Ssb
    Lone Tree, CO
  • 04/2023 → Present
    Charles Schwab Bank, Ssb
    Atlanta, GA
Previous Registrations
Other Businesses

Start date 10/10/2018, Sephora, Retail, Littleton, CO Cashier, customer service, and stocking, Hours per month less than 20

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-14
  • S66 Uniform Combined State Law Examination
    2011-12-14
Other Names
  • Diamond Lenise Ferguson
  • Diamond Ferguson

View on SEC IAPD

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