Paul Michael Smith

Current Employers

Employment History

• 03/2008 → 11/2021
  Paul M. Smith
  Sapulpa, OK
• 09/2014 → 11/2021
  Voya Financial Advisors
  Tulsa, OK
• 11/2021 → Present
  Lpl Financial, Llc
  Tulsa, OK
• 11/2021 → 07/2026
  Mariner Independent Advisor Network, Llc
  Tulsa, OK
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2021-11-02 → 2026-06-26
  Mariner Advisor Network
  Tulsa, OK
• 2012-08-07 → 2022-02-15
  Voya Financial Advisors, Inc.
  Tulsa, OK
  Dallas, TX
• 2011-04-08 → 2012-07-13
  Securian Financial Services, Inc.
  Tulsa, OK

Other Businesses

1) 2/2016 - DBA for LPL Business (entity for LPL business) - Covenant Wealth Advisors - Investment Related - Tulsa, OK 74136 2) 5/2010 - Coach - Football Lessons - Not Investment Related - Tulsa, OK 74137 3) 2/22/2023 - PS FINANCIAL - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 03/22/2022 - 120 Hours Per Month/6 Hours During Securities Trading 4) 02/04/2025 - Regent Preparatory School - Not Investment Related - Other - Coach - Tulsa, OK - Start Date:08/04/2025 - 16 Hrs/Mth - 0 Hrs During Trading. 5) 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-31

Designations