Steven Anthony Kwiatkowski

Current Employers

Legacy Springs Advisors, Llc

Hutto, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-03-29

TX RA
APPROVED

Since 2013-03-29

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Various Insurance Carriers For W&R Insurance Agencies	Austin	TX	02/2011	Present

02/2011 → Present

Various Insurance Carriers For W&R Insurance Agencies

Austin, TX

Previous Registrations

2011-02-28 → 2013-03-22

Waddell & Reed

Austin, TX

Other Businesses

02/2011-PRESENT;VARIOUS INSURANCE CARRIERS FOR INDEPENDENT INSURANCE AGENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-25

S66 Uniform Combined State Law Examination

2011-02-25

Other Names

Steven Kwiatkowski

View on SEC IAPD