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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-02-23 |
Branch Locations
40 Eagle Valley Court, Broadview Heights, OH 44147 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2013 | Present |
Align K9 Training, LLC - Co-Owner/Operations - Grafton, OH - 07/2020 - 10 hrs/mth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-05 |
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