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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-02-23
  • OH RA
    APPROVED
    Since 2022-02-23

Branch Locations

Grafton, OH • United States

40 Eagle Valley Court, Broadview Heights, OH 44147 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2013 06/2020
Equitable Advisors, Llc New York NY 08/2013 Present
Other Businesses

Align K9 Training, LLC - Co-Owner/Operations - Grafton, OH - 07/2020 - 10 hrs/mth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-16
S63 Uniform Securities Agent State Law Examination 2014-04-05
  • S66 Uniform Combined State Law Examination
    2022-02-16
  • S63 Uniform Securities Agent State Law Examination
    2014-04-05

View on SEC IAPD

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