Kevin David Thompson

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2020-11-13
TN	RA	APPROVED	2020-03-04

Branch Locations

5750 Nolensville Pike, Nashville, TN 37211 • United States

3030 Mallory Ln, Franklin, TN 37067 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Waddell & Reed, Inc.	Brentwood	TN	09/2009	04/2018
Various Insurance Carriers For W & R Insurance Agencies	Brentwood	TN	09/2009	04/2018
Ross, Sinclaire & Associates, Llc	Brentwood	TN	06/2018	02/2020
Jp Morgan Securities, Llc	Nashville	TN	03/2020	Present
Jp Morgan Chase Bank, N.A.	Nashville	TN	03/2020	Present

09/2009 → 04/2018

Waddell & Reed, Inc.

Brentwood, TN
09/2009 → 04/2018

Various Insurance Carriers For W & R Insurance Agencies

Brentwood, TN
06/2018 → 02/2020

Ross, Sinclaire & Associates, Llc

Brentwood, TN
03/2020 → Present

Jp Morgan Securities, Llc

Nashville, TN
03/2020 → Present

Jp Morgan Chase Bank, N.A.

Nashville, TN

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-06-04
S63	Uniform Securities Agent State Law Examination	1998-11-02