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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
NY RA APPROVED 2025-10-10
PA RA APPROVED 2014-07-09
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • NY RA
    APPROVED
    Since 2025-10-10
  • PA RA
    APPROVED
    Since 2014-07-09

Branch Locations

Bronx, NY • United States

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Bronx NY 02/2005 Present
Previous Registrations
Other Businesses

(1) Name of Business: Address: 1729 Bogart Avenue, Bronx, NY, 19067, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/14/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Rental income from real estate investments. Spouse owns multifamily property as her primary residence. (2) Name of Business: Speca 1 LLC Address: 1729 Bogart Avenue, 2nd Floor, Bronx, NY, 10462, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/14/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Rental property (3) Name of Business: Speca 2 LLC Address: 1729 Bogart Ave, 2nd Floor, Bronx, NY, 10462, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 03/09/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Real estate development and property management (4) Name of Business: Speca Management LLC Address: 1729 Bogart Avenue, 2nd Fl, Bronx, NY, 10462, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/10/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Real Estate Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-31
  • S66 Uniform Combined State Law Examination
    2002-01-31

View on SEC IAPD

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