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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-04-17 |
| NY | RA | APPROVED | 2023-03-17 |
Branch Locations
401 New Karner Road Ste 301, Albany, NY 12205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pearl Insurance | Albany | NY | 09/2016 | 05/2018 |
| Morgan Stanley | Saratoga Springs | NY | 06/2018 | 06/2019 |
| Janney Montgomery Scott Llc | Saratoga Springs | NY | 06/2019 | 03/2022 |
| Unemployed | Mechanicville | NY | 03/2022 | 08/2022 |
| V. Mathis Agency & Risk Advisors | Albany | NY | 08/2022 | 03/2023 |
| Valic Financial Advisors, Inc. | Albany | NY | 03/2023 | Present |
| Agia | Houston | TX | 03/2023 | Present |
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/13/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non-securities insurance products for AGIA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-24 |
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