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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

1 New York Plaza Wm Ops, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 05/2013 Present
Morgan Stanley Services Group Inc. New York NY 03/2017 Present
  • 05/2013 → Present
    New York, NY
  • 03/2017 → Present
    Morgan Stanley Services Group Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-16
S63 Uniform Securities Agent State Law Examination 2002-03-26
  • S66 Uniform Combined State Law Examination
    2003-09-16
  • S63 Uniform Securities Agent State Law Examination
    2002-03-26
Other Names
  • Kenny Y. Chen
  • Kenny Yi-Chun Chen
  • Kenny Chen

View on SEC IAPD

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