Mark Horncastle

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-06-29
GA	RA	APPROVED	2015-11-24
NC	RA	APPROVED	2015-11-23
OH	RA	APPROVED	2015-11-20
TX	RA	APPROVED	2015-11-20

FL RA
APPROVED

Since 2018-06-29
GA RA
APPROVED

Since 2015-11-24
NC RA
APPROVED

Since 2015-11-23
OH RA
APPROVED

Since 2015-11-20
TX RA
APPROVED

Since 2015-11-20

Branch Locations

Ft Lauderdale, FL • United States

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank Na	Atlanta	GA	11/2015	Present
Jpmorgan Securities Llc	Atlanta	GA	11/2015	Present

11/2015 → Present

Jp Morgan Chase Bank Na

Atlanta, GA
11/2015 → Present

Jpmorgan Securities Llc

Atlanta, GA

Previous Registrations

2003-01-17 → 2015-12-17

Credit Suisse Securities (Usa) Llc

Miami, FL

West Palm Beach, FL

Fort Lauderdale, FL

Atlanta, GA
2002-07-26 → 2003-01-17

Pershing Llc

Atlanta, GA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-11-07

S66 Uniform Combined State Law Examination

1998-11-07

Other Names

Mark Gregory Horncastle

View on SEC IAPD