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Current Employers
Efg Private Wealth Management (Americas) Corp.

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-05
  • FL RA
    APPROVED
    Since 2024-12-05

Branch Locations

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Ft. Lauderdale FL 01/2017 02/2020
Unemployed Coral Springs FL 10/2015 01/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2017 02/2020
Axa Advisors, Llc New York NY 04/2020 06/2020
Equitable Advisors, Llc New York NY 04/2020 04/2022
Banco Do Brasil Securities Llc Miami FL 04/2022 02/2023
Unemployed Miami FL 02/2023 01/2024
Safra National Bank Aventura FL 01/2024 02/2024
Unemployed Miami FL 03/2024 11/2024
Efg Capital International Corp Miami FL 11/2024 Present
  • 01/2017 → 02/2020
    Ft. Lauderdale, FL
  • 10/2015 → 01/2017
    Unemployed
    Coral Springs, FL
  • 01/2017 → 02/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 04/2020 → 04/2022
    New York, NY
  • 04/2022 → 02/2023
    Banco Do Brasil Securities Llc
    Miami, FL
  • 02/2023 → 01/2024
    Unemployed
    Miami, FL
  • 01/2024 → 02/2024
    Safra National Bank
    Aventura, FL
  • 03/2024 → 11/2024
    Unemployed
    Miami, FL
  • 11/2024 → Present
    Efg Capital International Corp
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-15
  • S66 Uniform Combined State Law Examination
    2017-05-15
Other Names
  • Vanessa Lima Souza
  • Vanessa Xavier
  • Vanessa Lima
  • Vanessa Lima Xavier
  • Vanessa Lima Xavier

View on SEC IAPD

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