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Robert Huntsman Meeks

Ubs Financial Services Inc.

Los Angeles, CA

Dallas, TX

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-12
CA RA APPROVED 2019-09-13
  • TX RA
    APPROVED_RES
    Since 2020-02-12
  • CA RA
    APPROVED
    Since 2019-09-13

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Los Angeles CA 05/2006 09/2019
Wells Fargo Advisors, Llc. Los Angeles CA 10/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 09/2019
Ubs Financial Services Inc Los Angeles CA 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-29
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2012-06-29
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17

View on SEC IAPD

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