Trisia Emily Gotham

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-02-01

MI RA
APPROVED

Since 2024-02-01

Branch Locations

16390 Silver Parkway, Fenton, MI 48430 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4542 Orion Rd., Rochester, MI 48306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Fenton	MI	07/2016	01/2024
Flagstar Bank	Fenton	MI	11/2011	Present
Lpl Financial Llc	Fenton	MI	02/2024	Present

07/2016 → 01/2024

Infinex Investments, Inc.

Fenton, MI
11/2011 → Present

Flagstar Bank

Fenton, MI
02/2024 → Present

Lpl Financial Llc

Fenton, MI

Previous Registrations

2016-07-01 → 2024-01-31

Osaic Institutions, Inc.

Fenton, MI
2011-06-22 → 2016-07-01

Essex National Securities, Llc

Troy, MI

Fenton, MI

Other Businesses

1) 12/07/2023 - Flagstar Bank - Notary - Ml 48430 - Investment related - 1% Time spent - Start date: 09/09/2021. 2) 12/07/2023 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 12/07/2023 - Flagstar Bank - Financial Institution Duty - Branch Manager - Ml 48430 - Investment related - 180 Hours per month - Start date: 09/09/2022.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-17

S66 Uniform Combined State Law Examination

2011-06-17

Other Names

Trisia Emily Kundinger

View on SEC IAPD