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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-26
WA RA APPROVED 2018-10-12
  • FL RA
    APPROVED
    Since 2026-03-26
  • WA RA
    APPROVED
    Since 2018-10-12

Branch Locations

St Petersburg, FL • United States

Kingston, WA • United States

2288 West Commodore Way Suite 200, Seattle, WA 98199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bainbridge Island WA 01/2011 10/2018
Wells Fargo Clearing Services, Llc Bainbridge Island WA 11/2016 10/2018
Raymond James & Associates, Inc. Seattle WA 10/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 10800 Brighton Bay Blvd NE, Apt 2-203, St Petersburg, FL, USA, 33716 Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We rent an ADU that is part of our primary residence. Duties include offering for rent, interacting with tenant, etc. (2)Name of Business: SALMON BAY CAPITAL ADVISORS LLC Address: 2288 W Commodore Way Ste 200, Seattle, WA, 98199-1465, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/03/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: When we established our own branch code, QCR, and moved to RJA Select, we (Alex Moore and I) formed an LLC: SALMON BAY CAPITAL ADVISORS LLC in the state of WA. The purpose of this entity is primarily so that we could open a business checking account at Raymond James, account number 837A4446.\n\n

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-11
  • S66 Uniform Combined State Law Examination
    2011-03-11

View on SEC IAPD

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